Helane Morrison: The Compliance Guru of San Francisco

The compliance bit of corporate transactions is increasingly gaining relevance. Firms avoid contravening regulatory statutes due to the risk of revocation of licenses and fines. Additionally, the presence of multiple regulatory bodies in every industry necessitates the formation of compliance departments.

 

Helane Morrison has become the mother of compliance issues in the San Francisco area over the current decade. Her expertise in this sector began while she served as an administrator for the Securities and Exchange Commission in San Francisco. She rose up the ranks and eventually became the pioneering female director of the department.

 

During her tenure, Helane developed a tightly knit compliance infrastructure for the SEC. She oversaw five States in the Northwest including California. Her main areas of operation included regulation and enforcement of securities exchange as well as litigation. She also has a background in Law thus her ability to discharge all these duties.

 

Helane attended the Berkeley School of Law at California University where she was an active legal affairs writer and editor. Before that, she had managed to graduate with a Degree in Journalism from the Northwestern University. She went on to build her career in law between 1986 and 1996.

 

Hall Capital, an investment bank in San Francisco has been the focus of Helane’s time since 2007. She assumes the role of a Managing Director in charge of Legal and Compliance issues. She works together with two other women at the helm of the organization and her time there has preceded significant achievement. An article on her professional undertakings can be viewed on Bloomberg journal.

 

Apparently, Helane Morrison’s extensive knowledge and experience mean that she can easily influence the practice of compliance. She, therefore, shares her experience through writing. Together with her colleagues and practitioners, they have published several journals on compliance. An example of such materials spoke on compliance in marketing and fundraising and was the result of a conference held in 2012.

 

Helane and other practitioners are now gaining recognition from far and wider and they are beginning to assume bigger managerial roles in business enterprises. In Helane’s case, envious eyes are cast on her illustrious career and now wait to see the next big move she could make in future.

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